CCI Sanctions

The following individuals have been found in violation of CCI's Code of Ethics and have been sanctioned by CCI in accordance with CCI's Ethics and Disciplinary Policy. Click here to view the policy.




Date Sanctioned

Sanction Period

Allen, Donald

Eligibility Revoked

March 5, 2014


Smith, Randall

Eligibility Suspended

March 5, 2014

5 years



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